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Celebrating Black History Month 2022

02-02-22

Celebrating Black History Month 2022

Bates proudly celebrates Black History Month this February. Connect with us on social media as we examine the rich legacy of Black Americans in the fields of Finance, Banking, and Investing.

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Bates Group Response to COVID-19 (Updated)
Jennifer Stout

10-20-21

Bates Group Response to COVID-19 (Updated)

As the news and impact of COVID-19 continue to evolve, Bates Group continues to promote the health and safety of our employees, consultants, and clients, as well as ensure uninterrupted operations during this crisis. Read the letter from Bates CEO Jennifer Stout. 

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Bates Compliance Welcomes New Managing Director Kurt Wachholz

10-01-21

Bates Compliance Welcomes New Managing Director Kurt Wachholz

Bates welcomes Kurt Wachholz as a new Managing Director of Bates Compliance. With over 30 years of financial industry experience serving in a range of financial service firms, he works closely with firm officers to identify regulatory obligations, compliance risks, and program challenges.

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Bates Welcomes Mary Simonson to Bates Compliance

07-07-21

Bates Welcomes Mary Simonson to Bates Compliance

Bates welcomes Mary Simonson as a new Managing Director of Bates Compliance. A seasoned compliance professional with more than 30 years of experience, she brings a substantial background in compliance, supervision, and risk management leadership roles.

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Bates Expert Ronald Filler Honored by New York Law School with Launch of the Filler Institute for Financial Services Law

06-17-21

Bates Expert Ronald Filler Honored by New York Law School with Launch of the Filler Institute for Financial Services Law

On May 21, 2021,  New York Law School announced the launch of the Ronald H. Filler Institute for Financial Services Law. Named in honor of distinguished Professor Emeritus and Bates affiliate expert Ronald H. Filler, the Institute will provide cutting-edge educational programming, CLE panels, and speaker forums for students and practitioners that respond to emerging challenges in securities, derivatives, banking, and insurance laws and regulations.

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Contact Bates Group

Bates Group is with you every step of the way. Contact us today for more information on how our End-to-End Solutions can help your firm.