Event Date: 09-23-25
Live Webcast - From Pilot to Production: Governing AI in Financial Compliance
Unlock compliance success with AI and learn how to embed governance, oversight, and regulator alignment in our upcoming financial services webinar.
Event Date: 09-23-25
Unlock compliance success with AI and learn how to embed governance, oversight, and regulator alignment in our upcoming financial services webinar.
04-10-25
Bates Group is a proud Sponsor of the FSDA’s 2025 Industry Outreach program “Riding the Waves of Possibility,” live and online April 10th from 1:30 PM to 5:00 PM at the Renaissance Boca Raton Hotel in Boca Raton, Florida.
04-07-25
Join Bates Group and Polsinelli on April 17 at 11 AM ET for a live discussion on crypto, fintech, and bank partnerships. Learn how to avoid legal pitfalls, navigate DeFi regulation, and prepare for what’s next in financial innovation.
04-04-25
Explore the latest compliance challenges and regulatory trends in Banking-as-a-Service (BaaS). Join industry experts from Bates Group, Nelson Mullins, Kraken, and Pacific West Bank for a live CLE webinar on April 15. Learn how to strengthen oversight, manage third-party risk, and future-proof your fintech partnerships.
04-01-25
Join InvestorCOM and Bates Group for a live webinar dissecting the Best Interest regulatory landscape and discussing actionable strategies to mitigate risks.
03-26-25
Connect with Jason Fitch at the 2025 DC Blockchain Summit on March 26 in Washington, D.C. to learn more about Bates Group's consulting services, audits and reviews, training, and other compliance support for blockchain and digital asset businesses.
03-23-25
Bates Group is a proud sponsor of the 2025 SIFMA C&L Annual Seminar, March 23-26, 2025 in Austin, Texas.
03-20-25
Join us for a timely and insightful live webinar exploring the shifting regulatory and legal landscape for fintech, financial services, and consumer protection under the new Trump administration.
03-05-25
Join Bates Group at the 2025 IAA Investment Adviser Compliance Conference, March 5-7, 2025 in Washington, D.C. to learn about practical insights and best practices that can help you maintain a successful compliance program.
02-24-25
We’re excited to share that Brandi Reynolds will be speaking at Mastercard’s Global Fintech Week Event February 24, 2025
02-20-25
Connect with Bates Group in San Juan, Puerto Rico for the 21st Annual Puerto Rican Symposium of AML.
02-11-25
Connect with Bates Group at the 2025 NMLS Annual Conference & Training in Atlanta from February 11-14
02-04-25
Bates Group sponsors "One Great Night," February 4, 2025, hosted by SWIFS and FSDA. Join us for industry insights, networking, and a wine auction supporting Pace Center for Girls.
01-30-25
Join Bates Group and Steptoe for an exciting live CLE program regarding emerging trends and key points of interest for crypto businesses and investors.
01-14-25
Bates Group is proud to join the panel for this critical discussion on 2024 sanctions trends and what’s ahead under the incoming Trump administration. Gain actionable insights for your 2025 sanctions compliance strategy.
12-11-24
Join Bates Group and sponsor McCarthy Hatch for a live program on CFPB data collection.
11-19-24
Bates Group is a proud partner of the 2024 Crosstech World Conference, November 19-21 in Hollywood, Florida.