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Upcoming events


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Meet Bates at the SIFMA C&L Regional: St Louis, June 8, 2022

06-08-22

Meet Bates at the SIFMA C&L Regional: St Louis, June 8, 2022

Meet Bates Director Joe Thomas and Experts Clay Grumke and Jeff Jamieson (pictured, from L) in St. Louis at the SIFMA C&L Regional Seminar, June 8, 2022, at the Edward Jones Conference Center. Bates cybersecurity expert Paul Horn (pictured, R) will appear on the afternoon panel “Managing Cybersecurity and Data Risk in Today’s Technological Environment” at 1:30 p.m. CT.

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05-05-22

Bates Compliance’s Rhonda Davis and Hank Sanchez to Speak at FMA’s 2022 Securities Compliance Virtual Seminar on “Crypto and Digital Assets - AML and BSA/OFAC Fraud Implications.”

Bates Compliance Managing Directors Rhonda Davis and Hank Sanchez will be speaking at the Financial Market Association's 2022 Securities Compliance Virtual Seminar, May 5-6, 2022. This 2-day virtual event focuses on current compliance topics, new rules or interpretations and regulatory initiatives for financial institutions and their affiliated broker dealers.

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Join Bates at the 2022 IAA Compliance Conference, March 3-4, 2022 in Washington, D.C.

03-03-22

Join Bates at the 2022 IAA Compliance Conference, March 3-4, 2022 in Washington, D.C.

Bates Compliance is a proud sponsor of the 2022 IAA Compliance Conference, March 3-4. 2022. Visit our booth in the exhibit hall and connect with Bates leaders Jennifer Stout, Rory O'Connor and Hank Sanchez to hear about practical insights and best practices that can help you maintain a successful compliance program. Bates Compliance Managing Director Kurt Wachholz will be speaking on the panel "Ethics for Advisers: Compliance with Fiduciary Standards - Part 2" on Friday, March 4 from 8-9 a.m.

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2022 Capital Markets Litigation and Regulatory Outlook CLE Webinar

02-17-22

2022 Capital Markets Litigation and Regulatory Outlook CLE Webinar

Jack McGuire, Esther Cho and Greg Kyle reunite for a new CLE Webinar to provide a capital markets update and discuss related litigation, regulatory and enforcement areas to keep an eye on in 2022. Bates Group Managing Director Alex Russell will be joining the panel to discuss Regulatory issues and updates. Thursday, February 17th from 1:00 - 2:00 p.m. ET.

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Join Bates at the 2022 NYSBA Annual Meeting and Presidential Summit

01-20-22

Join Bates at the 2022 NYSBA Annual Meeting and Presidential Summit

Bates is proud to participate in the 2022 New York State Bar Association Annual Meeting and its marquee event, the Presidential Summit, on Thursday, January 20, 2022. Led by NYSBA President T. Andrew Brown, the Summit will focus on two of the leading social justice and civil rights matters of the day: a reevaluation of the #MeToo Movement, and the intersection of transgender rights and sports. Bates Group Managing Director Susan Harper will moderate the #MeToo panel, and NY State Attorney General Letitia James will deliver the keynote address.

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NYSBA Annual Meeting 2022 - Bates is Proud to Sponsor the Women In Law Section Symposium Jan. 18 & 25

01-18-22

NYSBA Annual Meeting 2022 - Bates is Proud to Sponsor the Women In Law Section Symposium Jan. 18 & 25

Bates Group is a proud Bronze sponsor of the New York State Bar Association Women In Law Section (WILS) 18th Annual Edith I. Spivack Symposium – "Women Leaders: Driving Change by Opening Doors and Raising Our Voices" – and the Kay Crawford Murray Memorial Award program honoring an outstanding attorney who recognizes the value of diversity and mentoring in the legal profession. This two-day virtual event will be held during the 2022 NYSBA Annual Meeting on January 18 and 25, 2022. Registration is now open.

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CLE Webinar January 12, 2022 - Demystifying Cryptocurrency Law & Compliance
Image © [REDPIXEL] /Adobe Stock

01-12-22

CLE Webinar January 12, 2022 - Demystifying Cryptocurrency Law & Compliance

The cryptocurrency legal and compliance landscape is constantly changing, and there’s more scrutiny than ever before on the industry. Please join leading experts from Bates Group and McDermott Will & Emery for a discussion on the current virtual currency environment and what you need to know for your business as we kick off 2022.

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Join Bates in Miami for the IMTC World Conference, November 16-19, 2021

11-16-21

Join Bates in Miami for the IMTC World Conference, November 16-19, 2021

Join Bates Group at the IMTC World Conference 2021, the signature event of the Cross Border Transfers & Payments Industry, November 16-19, 2021. Online and in person at the Seminole Hard Rock Hotel & Casino in Miami, FL. Bates Managing Director of AML Compliance Brandi B. Reynolds (CAMS-Audit, CCI, CCCE) is a featured speaker and instructor at this conference.

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ABA Women in Litigation Conference

11-10-21

ABA Women in Litigation Conference

Join Bates Group at the American Bar Association’s 2021 Women in Litigation Joint CLE Conference, November 17-19 at the Boston Park Plaza in Boston, MA. The conference features accomplished securities and insurance speakers, including Bates Affiliate Expert Sheila Murphy.

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Contact Bates Group

Bates Group is with you every step of the way. Contact us today for more information on how our End-to-End Solutions can help your firm.