Regulatory and Internal Investigations

Bates Group’s professionals and experts, with decades of practical senior regulatory, legal, compliance and business experience, are engaged by our U.S. and Non-U.S. clients to conduct or participate in sensitive and complex regulatory and internal investigations.

Regulatory and Internal Investigations

Our regulatory practice team works closely with regional and multi-national financial services corporations, law firms, and federal and state regulators.  Our role is that of a partner to our clients and their counsel, bringing our technical, industry and managerial expertise to address the issues and support their work through a full and final resolution.

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Alex Russell

Managing Director, White Collar, Regulatory and Internal Investigations



Scott E. Lucas

Managing Director, Regulatory and Internal Investigations


Consultants & Experts

Bates Group’s testifying experts have diverse backgrounds resulting in a wide variety of expertise. With all that diversity, they have one thing in common – they are all outstanding practitioners in their fields.

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