AML Compliance must remain a top priority of financial service firms that face increases in both the volume and complexity of Federal and State anti-money laundering (AML) regulations — as well as continued aggressive enforcement actions.
Our team of AML compliance consultants provide a comprehensive set of services, resources, and continuing guidance tailored to meet the needs and requirements of your financial services firm attain and maintain industry regulatory requirements and best practices. We perform reviews to test and analyze the effectiveness and efficiency of a firm’s AML compliance program. We prepare and present AML compliance training materials. We assist firms with defining, drafting, and implementing company-wide AML compliance or fraud programs, providing specific detail to the various activities required in a strong AML compliance or fraud detection and prevention program.
Bates also conducts AML investigations projects in support of major financial institutions and companies, including Lookback and BAU transactions involving negative news, fraud, regulatory subpoena, free looks, and transactional analysis.
Meet your industry regulatory requirements and attain best industry practices with services, resources, and continuing guidance from our team of AML compliance consultants.Contact Bates Group