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Bates News  |  08-14-23

Bates Expert Patrick Cox Quoted in Financial Advisor IQ Article on New SEC Proposal

Patrick Cox, Bates Consulting and Testifying Expert, was recently interviewed by Financial Advisor IQ reporter Brianna Monsanto concerning the Securities and Exchange Commission’s recent July 26, 2023 proposal around mitigating conflicts of interest relating to predictive data analytics and the implications, including with Reg BI.

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