Securities and Financial Services Litigation & Consulting

Energy, Oil & Gas

Bates Group’s Energy, Oil & Gas professionals have worked with financial services companies and their legal counsel to provide market, product and operational expertise in regulatory investigations involving energy-related issues, as well as in litigation settings.

With a deep knowledge of Energy, Oil & Gas-focused investment vehicles including MLPs, structured products, derivatives, drilling funds and partnerships, hedge funds, venture capital funds, as well as debt and equity instruments, Bates is able to provide consulting and expert testimony for Energy, Oil & Gas disputes involving:

  • Retail and institutional sales practice (suitability and supervision)
  • Product due diligence and adequacy of risk disclosures
  • Trading strategies including failure to hedge, valuation, and market research
  • Order execution and clearing
  • Market manipulation, and
  • Product valuation.

Additionally, we are able to draw on our extensive Energy, Oil & Gas expertise to assist clients on investment banking issues related to energy transactions, analyze large amounts of data and critically assess allegations associated with enforcement action proceedings, as well as consulting with clients on internal compliance procedures and findings.

CLICK HERE TO VIEW BATES GROUP'S ENERGY, OIL & GAS EXPERTS

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Bates Group is with you every step of the way. Contact us today for more information on how our End-to-End Solutions can help your firm.

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