News – Events

Events  |  11-16-21

Join Bates in Miami for the IMTC World Conference, November 16-19, 2021

Join Bates Group at the IMTC World Conference 2021, the signature event of the Cross Border Transfers & Payments Industry, November 16-19, 2021. Online and in person at the Seminole Hard Rock Hotel & Casino in Miami, FL. Bates Managing Director of AML Compliance Brandi B. Reynolds (CAMS-Audit, CCI, CCCE) is a featured speaker and instructor at this conference.


Events  |  11-10-21

ABA Women in Litigation Conference

Join Bates Group at the American Bar Association’s 2021 Women in Litigation Joint CLE Conference, November 17-19 at the Boston Park Plaza in Boston, MA. The conference features accomplished securities and insurance speakers, including Bates Affiliate Expert Sheila Murphy.


Events  |  11-08-21

Bates is a Silver MemberAlly Sponsor of the 2021 NSCP National Conference

Bates Compliance is proud to be a Silver MemberAlly sponsor of the 2021 NSCP National Conference, November 8-10 at the Gaylord National Hotel in National Harbor, MD. Bates Managing Directors Linda Shirkey and Hank Sanchez will be speaking on conference panels.


Events  |  11-02-21

Join Bates at Legalpalooza November 4, 2021 - Sponsored by the Morris County Bar Association

Join Bates at Legalpalooza, the Premier one-day virtual CLE event sponsored by the Morris County (NJ) Bar Association, on November 4, 2021 from 9:30 to 5:30 pm.


Events  |  09-30-21

Bates Sponsors FSDA Outreach Program 2021, September 30 in Tampa

Bates Group is a proud Diamond sponsor of the Florida Securities Dealers Association Industry Outreach Program "2021: Charting A Path Forward." Thursday, September 30 in Tampa, FL.


Events  |  09-17-21

Bates Compliance Webinar - Deconstructing the SEC’s New Marketing (and Solicitor) Rule

Join Bates Compliance leaders Linda Shirkey and Rhonda Davis for this complimentary webinar as they examine key provisions of the new marketing rule, address investment adviser concerns, and discuss practical ways to conform oversight, recordkeeping and disclosure requirements under the rule. Wednesday, September 29, 2021 at 1:00 p.m. ET.


Events  |  08-31-21

Bates Sponsors the IBDC 2021 Risk Management Conference

Bates Group is a proud sponsor of the  IBDC 2021 Risk Management Conference, September 12-15, 2021, at the Montage Palmetto Bluffs in Bluffton, SC. This conference is attended by Chief Executive Officers, Chief Compliance Officers, Risk Management Officers, and Due Diligence Officers of major national IBDs and RIAs. Bates Group Director Andrew Daniel is a featured speaker.


Events  |  08-30-21

Bates Sponsors Raymond James’ 2021 Valor Golf Outing - 9/11/2021

Bates Group is proud to honor and support veterans as a sponsor of the Raymond James Valor Network annual golf tournament event on Saturday, September 11th, 2021.


Events  |  07-22-21

CLE Webinar August 3, 2021 - Emerging Issues in Insurance Practice and Litigation

Join Bates Insurance Experts on Tuesday, August 3, 2021 for an informative CLE webinar discussing cyber insurance and vanishing premium litigation, among other hot topics.


Events  |  06-02-21

Upcoming CLE Webinar June 16th - Current and Future Employment Issues: What to Expect Going Forward

Join Bates Group for this new, complimentary 1-hour webinar examining the effects that remote working conditions during the pandemic had on supervisory activity, disciplinary actions and terminations — what we are seeing today and what to expect going forward. Panelists include industry leaders and experts who will share their insight on the developing issues impacting employers and employees in 2021.


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