News – Events

Events  |  07-18-22

Bates Sponsors BitCoin Spartanburg Meetup - July 26, 2022 - Hosted by SCETA

Join Bates Group and the South Carolina Emerging Tech Association for a drink & evening of all things crypto! Whether you're brand new to crypto or are a seasoned trader, everyone is welcome! July 26, 2022, in Spartanburg, SC.

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Events  |  07-12-22

Upcoming Webinar - Best Practices for U.S. Money Services Businesses - Hosted by Bates Group and MSBA

Bates Group and MSBA celebrate the return of MSBA's Summer Lunch & Learn Series this Wednesday, July 13, 2022 at 1:00 p.m. ET. Senior Consultant John Ashley, CIPP/US, CRCMP, from Bates' MSB, FinTech and Cryptocurrency practice, joins other compliance experts to address takeaways and applications from Chapters 1-6 of The Best Practices for US MSBs.

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Events  |  07-12-22

Brandi Reynolds to speak on AML Virtual Panel: Identifying Crypto Risks and Red Flags Through Transaction Monitoring

Bates Group Managing Director Brandi Reynolds, CAMS-Audit, will join this expert panel to discuss how financial institutions can identify crypto-related financial crime risks and how to respond. Register today to join this complimentary webinar - Wednesday, July 13, 2022 @ 11:00 a.m. ET.

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Events  |  06-21-22

Brandi Reynolds to Speak at Upcoming Crypto Compliance Webinar from TRM Labs

Join Bates Group and TRM Labs for the webinar "Hot Topics in Crypto Compliance," as we look at today's key issues and challenges for compliance teams in the digital asset space. Featuring Brandi L Reynolds, Managing Director, MSB and CryptoCurrency Practice Leader, along with compliance experts from FTX, Clifford Chance and TRM. Thursday, June 23, 2022 from 11-12 pm, ET.

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Events  |  06-15-22

Join Bates for an Upcoming CLE Webinar on Wage and Hour Disputes with the Oregon State Bar

Join Bates Group consultants Learon Bird and Leonore Ralston for an informative webinar all about working with Consultants and Testifying Experts on Wage and Hour Disputes. Sponsored by the Oregon State Bar Labor and Employment Section.

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Events  |  06-08-22

Join Bates Group at the SIFMA C&L Luncheon, June 15th in NYC, featuring Raymond Dorado, Senior Deputy Superintendent - Banking Division, NYSDFS

Bates Group is proud to sponsor the upcoming June SIFMA C&L luncheon program featuring Raymond “Ray” Dorado, Senior Deputy Superintendent - Banking Division, New York State Department of Financial Services. June 15, 2022, at the Harvard Club in New York City.

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Events  |  06-07-22

Meet Bates at the SIFMA C&L Regional: St Louis, June 8, 2022

Meet Bates Director Joe Thomas and Experts Clay Grumke and Jeff Jamieson (pictured, from L) in St. Louis at the SIFMA C&L Regional Seminar, June 8, 2022, at the Edward Jones Conference Center. Bates cybersecurity expert Paul Horn (pictured, R) will appear on the afternoon panel “Managing Cybersecurity and Data Risk in Today’s Technological Environment” at 1:30 p.m. CT.

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Events  |  04-28-22

Bates is a Proud Sponsor of the 2022 SWIFS Spring Symposium, May 3, 2022

Bates is proud to sponsor the SWIFS 2022 Spring Symposium, May 3, 2022 at Raymond James headquarters in St. Petersburg, FL.

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Events  |  04-21-22

Bates Compliance’s Rhonda Davis and Hank Sanchez to Speak at FMA’s 2022 Securities Compliance Virtual Seminar on “Crypto and Digital Assets - AML and BSA/OFAC Fraud Implications.”

Bates Compliance Managing Directors Rhonda Davis and Hank Sanchez will be speaking at the Financial Market Association's 2022 Securities Compliance Virtual Seminar, May 5-6, 2022. This 2-day virtual event focuses on current compliance topics, new rules or interpretations and regulatory initiatives for financial institutions and their affiliated broker dealers.

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Events  |  04-21-22

Visit Bates at the 2022 FINRA Annual Conference, Booth #8, in person or virtually May 16-18, 2022. We’re a Proud Sponsor.

Bates Compliance is proud to return as a sponsor of the 2022 FINRA Annual Conference, May 16th-18th, 2022, in Washington, D.C. Join us in person at booth #8 or virtually to discuss the issues that matter most for the financial services industry.

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