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A. Christine Davis to Speak at PLI’s Basics of Accounting for Lawyers 2019

07-23-19

A. Christine Davis to Speak at PLI’s Basics of Accounting for Lawyers 2019

A. Christine Davis, Bates Group's Director of Forensic Accounting and Financial Crimes, is on the faculty of Practising Law Institute's CLE program "Basics of Accounting for Lawyers 2019," taking place July 23-24, 2019 in San Francisco. The two-day program reviews how some common accounting concepts may emerge in legal work, and what lawyers should consider when encountering them. 

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Join Bates Group at the SIFMA Regulation Best Interest Seminar

07-09-19

Join Bates Group at the SIFMA Regulation Best Interest Seminar

Bates Group is a proud sponsor of the SIFMA Regulation Best Interest Seminar on Wednesday, July 10 in Washington, D.C. Speakers will address the final Reg BI rule, form CRS, and the broader regulatory landscape. Look for financial services industry leader and Bates Senior Compliance Consultant Jerry Baker at the seminar!

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Bates Director Joe Thomas to Speak at SIFMA’s Senior Investor Protection Regional Workshop

04-02-19

Bates Director Joe Thomas to Speak at SIFMA’s Senior Investor Protection Regional Workshop

Bates Group Director Joseph “Joe” Thomas, Senior Investor Expert, will be speaking at the SIFMA Senior Investor Protection Workshop, April 3rd at Edward Jones in Tempe, AZ, on the panel “Protecting Your Senior Clients: Prevention, Identification and Action.” Panelists will discuss promising practices to help prevent, spot and address situations of financial exploitation and cognitive decline.

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Bates News and Events This Week

03-12-19

Bates News and Events This Week

This week at Bates Group: CEO Jennifer Stout is recognized by the Florida Securities Dealers Association in their March Member Spotlight, Managing Director Alex Russell is quoted in an Investment News article about 529 plan costs, and Susan Harper will be hosting a chat with the Attorney General of New York, Letitia James, at the NYSBA Women in Law Section's inaugural Trailblazer event on March 13, 2019. Bates Group will also be exhibiting at the 2019 IAA Compliance Conference March 14-15 in Washington, D.C.

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Bates Group at the 2019 NYSBA Annual Meeting

01-14-19

Bates Group at the 2019 NYSBA Annual Meeting

Bates is proud to be a Bronze Sponsor of the NY State Bar Association’s Women In Leadership Section Symposium at the 2019 Annual Meeting, Tuesday, January 15 in New York City. Bates Group NY/NJ Managing Director Susan Harper, Esq. will give the welcoming remarks and co-chair a panel. On Wednesday, January 16th, Susan will also participate on the NYSBA Presidential Summit.

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This Week: Bates Leaders and Experts to Speak at ACFE Global Fraud Conference

06-17-18

This Week: Bates Leaders and Experts to Speak at ACFE Global Fraud Conference

Connect with Bates group at the 29th Annual ACFE Global Fraud Conference. Bates Director Alex Russell, CFE, CFA, will be presenting the Data Analytics and Anti-Fraud panel “Errors, Biases and Algorithms: How to Interpret Automated Results,” while Financial Crimes Director Geoff WInkler, CFE, will moderate the Emerging Issues Panel "How to Detect and Prevent Fraud in Loyalty Programs." Fraud Expert Jacqueline Bloink, CFE, RHIA, will also be speaking on the Best Practices panel “Forensic Medical Coding and Billing for the CFE.”

June 17-22, 2018 at the Mandalay Bay Resort and Casino in Las Vegas, NV.

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This Week at Bates

05-25-18

This Week at Bates

Bates Group Leaders and Experts will be participating in two events coming up Thursday, May 31, 2018. Joseph Thomas, Bates Director and Elder Expert, will be speaking at SIFMA’s Investor Protection Workshop in Minneapolis, MN, while Bates Managing Director Susan Harper will moderate a New York State Bar Association panel discussion on "#MeToo: How to Navigate Sexual Harassment in the Workplace."  Appearing on the panel is Michael Putetti, Bates Group Labor & Employment Consultant and Expert.

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Michael Bernardo to Speak at 2017  St. Louis Securities Symposium

11-07-17

Michael Bernardo to Speak at 2017 St. Louis Securities Symposium

Bates Group is pleased to announce that Michael Bernardo, Bates Group Managing Director, Compliance Solutions, will be a featured speaker at the 2017 Securities Symposium, sponsored by Greensfelder, Hemker & Gale, P.C. and The Bar Association of Metropolitan St. Louis, on Wednesday, November 8, 2017.

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Fraud Director Geoff Winkler to Speak at 28th Annual ACFE Conference Tuesday; Visit Bates Booth #202

06-16-17

Fraud Director Geoff Winkler to Speak at 28th Annual ACFE Conference Tuesday; Visit Bates Booth #202

Bates Group is pleased to announce that Geoff Winkler, CFE, Bates Group’s Director of Fraud and Forensic Investigations, will be speaking this Tuesday on personal liability for compliance professionals at the Association of Certified Fraud Examiners' (ACFE) 28th Annual Global Fraud Conference in Nashville, TN, June 18th-23rd. ACFE’s annual conference is attended by over 3000 professionals across multiple industries.  Mr. Winkler will be presenting session 10H on Tuesday afternoon, 3:35 - 4:50 p.m. Please also visit Bates Group in the exhibitor hall at booth #202.

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Newest Bates Expert Tim Durno to make Remarks at Palm Beach County Securities Seminar on April 12th

04-10-17

Newest Bates Expert Tim Durno to make Remarks at Palm Beach County Securities Seminar on April 12th

Bates Group is pleased to announce that Timothy Durno, a 30-year financial leader veteran based in Martin County, Florida, has joined Bates as a consultant and expert, and will be making opening remarks this Wednesday, April 12th, at the Palm Beach County Bar Association’s CLE program entitled “The Changing Landscape of Securities Regulation, Arbitration and Litigation,” which Bates Group is proud to sponsor.

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